Filing Details
- Accession Number:
- 0001144204-18-003702
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-25 16:57:30
- Reporting Period:
- 2018-01-23
- Accepted Time:
- 2018-01-25 16:57:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1704813 | Ltd (Bvi) Medtech Pacific Asia | C/O Offshore Incorporations Limited Offshore Incorporations Centre Pobox 957 Road Town, Tortola D8 VG110 | No | No | Yes | No | |
1705658 | Nana Gu | C/O Offshore Incorporations Limited Offshore Incorporations Centre Pobox 957 Road Town, Tortola D8 VG110 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-01-23 | 106,326 | $7.82 | 9,195,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-01-24 | 577,962 | $7.52 | 8,617,513 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $8.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.675, inclusive.
- This Form 4 is being filed by Asia Pacific MedTech (BVI) Limited as the direct beneficial owner of the shares of Common Stock. Nana Gu is the indirect beneficial owner of the shares of Common Stock in her capacity as the sole director and sole shareholder of Asia Pacific MedTech (BVI) Limited.