Filing Details
- Accession Number:
- 0001019056-18-000194
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-01-24 21:47:24
- Reporting Period:
- 2017-06-30
- Accepted Time:
- 2018-01-24 21:47:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1629210 | Paramount Gold Nevada Corp. | PZG | () | 5 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
931301 | Fcmi Financial Corp Et Al | 181 Bay Street Toronto, Ontario A6 M5J 2T3 | No | No | Yes | No | |
1268239 | Albert Friedberg | Fcmi Financial Corporation 181 Bay Street Toronto, Ontario A6 M5J 2T3 | No | No | Yes | No | |
1678258 | Fcmi Parent Co. | 181 Bay Street Toronto, Ontario A6 M5J 2T3 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-14 | 2,300 | $1.45 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-15 | 1,500 | $1.47 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-16 | 1,100 | $1.46 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-17 | 4,900 | $1.53 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-18 | 1,800 | $1.56 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-22 | 2,500 | $1.54 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-23 | 500 | $1.55 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-24 | 1,300 | $1.54 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-25 | 2,000 | $1.55 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-28 | 3,300 | $1.56 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-29 | 4,295 | $1.54 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-30 | 1,674 | $1.56 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-08-31 | 3,300 | $1.57 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-09-01 | 5,200 | $1.58 | 3,247,178 | No | 5 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-09-05 | 7,800 | $1.71 | 3,247,178 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 5 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | $0.00 | 2017-02-14 | 2019-02-14 | 248,400 | 248,400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-02-14 | 248,400 | 248,400 | Direct |
Footnotes
- All shares acquired in the transactions reported in Table I of this Form 5 were acquired by FCMI Parent Co. and were included in the total beneficial ownership of the Reporting Persons shown in Column 5, "Amount of Securities Beneficially Owned Following Reported Transaction(s)," of the Form 4 filed by the Reporting Persons on October 16. 2017.
- Of such 3,247,178 shares owned at the Issuer's fiscal year end, 2,024,967 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation, its wholly owned subsidiary. Subsequent to such year end, FCMI Parent Co. acquired additional shares of the Issuer's common stock, including 1,075,000 shares reported in a Form 4 filed by the Reporting Persons on October 16, 2017, the shares reported in this Form 5 and additional shares being reported in Form 5 statements being filed on the date hereof. Footnote 2 continued in Footnote 3.
- Continued from Footnote 2. On the date of this Form 5, the reporting persons own a total of 4,347,910 shares, of which 3,125,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. Each Warrant is exercisable to purchase one-half share of the Issuer's common stock. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.
- From February 14, 2017 to and including February 14, 2018, $2.00 per share; from February 15, 2018 to and including February 14, 2019, $2.25 per share, in each case subject to adjustment for certain events set forth in the warrants.