Filing Details
- Accession Number:
- 0000098246-18-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-24 17:19:11
- Reporting Period:
- 2018-01-22
- Accepted Time:
- 2018-01-24 17:19:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651698 | Philippe Galtie | Tiffany &Amp; Co. 200 Fifth Avenue New York NY 10010 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2018-01-22 | 9,706 | $81.44 | 10,813 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2018-01-22 | 4,194 | $79.23 | 15,007 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2018-01-22 | 15,938 | $61.80 | 30,945 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2018-01-22 | 24,758 | $109.79 | 6,187 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2018-01-22 | 9,706 | $0.00 | 9,706 | $81.44 |
| Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2018-01-22 | 4,194 | $0.00 | 4,194 | $79.23 |
| Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2018-01-22 | 15,938 | $0.00 | 15,938 | $61.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,704 | 2025-09-16 | No | 4 | M | Direct | |
| 12,582 | 2027-01-19 | No | 4 | M | Direct | |
| 15,938 | 2026-01-20 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The price actually received ranged from 109.7000 to $109.9328 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on September 16, 2015. The option vests in four equal annual installments on September 16, 2016, 2017, 2018 and 2019.
- Total grant 19,410 shares. 0 shares previously exercised.
- Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 19, 2017. The option vests in four equal annual installments on January 19, 2018, 2019, 2020 and 2021.
- Total grant 16,776 shares. 0 shares previously exercised.
- Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2016. The option vests in four equal annual installments on January 20, 2017, 2018, 2019 and 2020.
- Total grant 31,876 shares. 0 shares previously exercised.
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