Filing Details
- Accession Number:
- 0000098246-18-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-24 17:18:40
- Reporting Period:
- 2018-01-22
- Accepted Time:
- 2018-01-24 17:18:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1550544 | W. Andrew Hart | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2018-01-22 | 16,300 | $88.77 | 22,369 | No | 4 | M | Direct | |
Common Stock $.01 Par | Acquisiton | 2018-01-22 | 4,130 | $79.23 | 26,499 | No | 4 | M | Direct | |
Common Stock $.01 Par | Acquisiton | 2018-01-22 | 8,489 | $61.80 | 34,988 | No | 4 | M | Direct | |
Common Stock $.01 Par | Acquisiton | 2018-01-22 | 17,250 | $86.74 | 52,238 | No | 4 | M | Direct | |
Common Stock $.01 Par | Disposition | 2018-01-22 | 40,251 | $109.22 | 11,987 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2018-01-22 | 16,300 | $0.00 | 16,300 | $88.77 |
Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2018-01-22 | 4,130 | $0.00 | 4,130 | $79.23 |
Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2018-01-22 | 8,489 | $0.00 | 8,489 | $61.80 |
Common Stock $.01 Par | Employee Stock Option (Right to Buy) | Disposition | 2018-01-22 | 17,250 | $0.00 | 17,250 | $86.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-01-16 | No | 4 | M | Direct | |
12,390 | 2027-01-19 | No | 4 | M | Direct | |
16,978 | 2026-01-20 | No | 4 | M | Direct | |
5,750 | 2025-01-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 3 | Indirect | By ESPP |
Common Stock $.01 Par | 83 | Indirect | By 401(K) |
Common Stock $.01 Par | 282 | Indirect | By ESOP |
Footnotes
- The price in Column 4 is a weighted average price. The price actually received ranged from $109.07 to $109.60 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 16, 2014. The option vested in four equal annual installments on January 16, 2015, 2016, 2017 and 2018.
- Total grant 16,300 shares. 0 shares previously exercised.
- Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 19, 2017. The option vests in four equal annual installments on January 19, 2018, 2019, 2020 and 2021.
- Total grant 16,520 shares. 0 shares previously exercised.
- Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2016. The option vests in four equal annual installments on January 20, 2017, 2018, 2019 and 2020.
- Total grant 33,956 shares. 8,489 shares previously exercised.
- Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 14, 2015. The option vests in four equal annual installments on January 14, 2016, 2017, 2018 and 2019.
- Total grant 23,000 shares. 0 shares previously exercised.