Home > Insider Trading > Filing (0001675149-18-000011)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1675149	Alcoa Corp	AA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1573449	F William Oplinger	201 Isabella Street Suite 500 Pittsburgh, PA 15212	Executive Vp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-01-22	6,804	$30.33	108,915	No	4	M	Direct
Common Stock	Acquisiton	2018-01-22	2,384	$36.38	111,299	No	4	M	Direct
Common Stock	Acquisiton	2018-01-22	44,473	$22.78	155,772	No	4	M	Direct
Common Stock	Acquisiton	2018-01-22	40,293	$19.89	196,065	No	4	M	Direct
Common Stock	Acquisiton	2018-01-22	50,629	$24.73	246,694	No	4	M	Direct
Common Stock	Acquisiton	2018-01-22	39,958	$34.83	286,652	No	4	M	Direct
Common Stock	Acquisiton	2018-01-22	44,934	$15.10	331,586	No	4	M	Direct
Common Stock	Disposition	2018-01-22	6,804	$52.86	324,782	No	4	S	Direct
Common Stock	Disposition	2018-01-22	2,384	$52.86	322,398	No	4	S	Direct
Common Stock	Disposition	2018-01-22	44,473	$52.86	277,925	No	4	S	Direct
Common Stock	Disposition	2018-01-22	40,293	$52.86	237,632	No	4	S	Direct
Common Stock	Disposition	2018-01-22	50,629	$52.86	187,003	No	4	S	Direct
Common Stock	Disposition	2018-01-22	39,958	$52.86	147,045	No	4	S	Direct
Common Stock	Disposition	2018-01-22	44,934	$52.86	102,111	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2018-01-22	6,804	$0.00	6,804	$30.33
Common Stock	Employee Stock Option (right to buy)	Disposition	2018-01-22	2,384	$0.00	2,384	$36.38
Common Stock	Employee Stock Option (right to buy)	Disposition	2018-01-22	44,473	$0.00	44,473	$22.78
Common Stock	Employee Stock Option (right to buy)	Disposition	2018-01-22	40,293	$0.00	40,293	$19.89
Common Stock	Employee Stock Option (right to buy)	Disposition	2018-01-22	50,629	$0.00	50,629	$24.73
Common Stock	Employee Stock Option (right to buy)	Disposition	2018-01-22	39,958	$0.00	39,958	$34.83
Common Stock	Employee Stock Option (right to buy)	Disposition	2018-01-22	44,934	$0.00	44,934	$15.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-01-26	2020-01-26	No	4	M	Direct
0	2012-01-25	2021-01-25	No	4	M	Direct
0	2013-01-20	2022-01-20	No	4	M	Direct
0	2014-01-16	2023-01-16	No	4	M	Direct
0	2015-01-16	2024-01-16	No	4	M	Direct
0	2016-01-20	2025-01-20	No	4	M	Direct
22,466	2017-01-19	2026-01-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	521	Indirect	By Company 401(k) Plan

Footnotes

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.3700 - $53.6000. The reporting person undertakes to provide to Alcoa Corp., any security holder of Alcoa Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Fluctuations in 401(k) amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
This option vested in equal installments over three years beginning on the date shown.
This option was part of an option grant that vested in three equal annual installments beginning on the date shown. The installments exercised by the reporting person as reported herein vested in two equal annual installments on January 19, 2017 and January 19, 2018.