Filing Details
- Accession Number:
- 0001246360-18-000286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-24 17:14:11
- Reporting Period:
- 2018-01-22
- Accepted Time:
- 2018-01-24 17:14:11
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1632764 | R. Jeffery Young | 222 W. Adams St. Chicago IL 60606 | Vice President, Tax | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-22 | 2,800 | $58.35 | 7,171 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-22 | 2,266 | $56.91 | 9,437 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-22 | 4,507 | $69.46 | 4,930 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-01-23 | 279 | $69.17 | 4,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock-Settled Stock Appreciation Right | Disposition | 2018-01-22 | 2,800 | $0.00 | 2,800 | $58.35 |
| Common Stock | Stock-Settled Stock Appreciation Right | Disposition | 2018-01-22 | 2,266 | $0.00 | 2,266 | $56.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-30 | 2021-01-30 | No | 4 | M | Direct |
| 1,134 | 2016-01-29 | 2022-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock 401(K) | 471 | Indirect | 401-K |
Footnotes
- GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.
Billionaire Hedge Funds
