Filing Details

Accession Number:
0001209191-18-005125
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-24 16:30:35
Reporting Period:
2018-01-22
Accepted Time:
2018-01-24 16:30:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401667 Puma Biotechnology Inc. PBYI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358285 H Alan Auerbach C/O Puma Biotechnology, Inc.
10880 Wilshire Blvd., Suite 2150
Los Angeles CA 90024
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-22 10,692 $92.75 4,155,931 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2016 to satisfy tax obligations in connection with the vesting of restricted stock units.