Home > Insider Trading > Filing (0000750556-18-000015)

Filing Details

Accession Number:: 0000750556-18-000015
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-24 15:11:40
Reporting Period:: 2018-01-23

Accepted Time:: 2018-01-24 15:11:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
750556	Suntrust Banks Inc	STI	National Commercial Banks (6021)	581575035

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1536412	T Jerome Lienhard	303 Peachtree Street, N.e. Atlanta GA 30303	Cevp And Chief Risk Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-01-23	22,000	$64.58	63,067	No	4	M	Direct
Common Stock	Disposition	2018-01-23	22,000	$0.00	41,067	No	4	S	Direct
Common Stock	Disposition	2018-01-23	7,248	$70.08	33,819	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option	Disposition	2018-01-23	22,000	$64.58	22,000	$64.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-02-12	2018-02-12	No	4	M	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			1,283	1,283	Direct
Common Stock	Phantom Stock	$0.00	2018-02-10		2,104	2,104	Direct
Common Stock	Phantom Stock	$0.00	2018-02-09	2018-02-09	3,458	3,458	Direct
Common Stock	Phantom Stock	$0.00	2019-02-09	2019-02-09	3,459	3,459	Direct
Common Stock	Phantom Stock	$0.00	2017-02-21	2017-02-21	8,623	8,623	Direct
Common Stock	Phantom Stock	$0.00	2020-02-14	2020-02-14	5,774	5,774	Direct
Common Stock	Phantom Stock	$0.00	2017-02-21	2018-02-21	3,449	3,449	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,283	1,283	Direct
	2,104	2,104	Direct
2018-02-09	3,458	3,458	Direct
2019-02-09	3,459	3,459	Direct
2017-02-21	8,623	8,623	Direct
2020-02-14	5,774	5,774	Direct
2018-02-21	3,449	3,449	Direct

Footnotes

Sold at prices ranging from $70.031 to $70.09.
Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
- The phantom stock units were acquired under the sunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan
Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.
Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.
Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.