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Filing Details

Accession Number:: 0000750556-18-000014
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-24 15:11:00
Reporting Period:: 2018-01-23

Accepted Time:: 2018-01-24 15:11:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
750556	Suntrust Banks Inc	STI	National Commercial Banks (6021)	581575035

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1300651	A Mark Chancy	303 Peachtree Street, N.e. Atlanta GA 30308	Vice Chairman, Consumer Exec.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-01-23	115,000	$64.58	244,052	No	4	M	Direct
Common Stock	Acquisiton	2018-01-23	35,000	$9.06	279,052	No	4	M	Direct
Common Stock	Disposition	2018-01-23	150,000	$0.00	129,052	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option	Disposition	2018-01-23	115,000	$64.58	115,000	$64.58
Common Stock	Option	Disposition	2018-01-23	35,000	$9.06	75,000	$9.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-02-12	2018-02-12	No	4	M	Direct
40,000	2012-02-10	2019-02-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,315	Indirect	401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			2,469	2,469	Direct
Common Stock	Phantom Stock	$0.00	2018-02-10		4,394	4,394	Direct
Common Stock	Phantom Stock	$0.00	2018-02-09	2018-02-09	4,885	4,885	Direct
Common Stock	Phantom Stock	$0.00	2019-02-09	2019-02-09	4,886	4,886	Direct
Common Stock	Phantom Stock	$0.00	2019-02-09	2019-02-09	45,235	45,235	Direct
Common Stock	Phantom Stock	$0.00	2020-02-09	2020-02-09	45,235	45,235	Direct
Common Stock	Option	$29.20	2012-04-01	2021-04-01	27,716	27,716	Direct
Common Stock	Option	$21.67		2022-02-14	55,400	55,400	Direct
Common Stock	Option	$27.41	2014-02-26	2023-02-26	14,949	14,949	Direct
Common Stock	Option	$27.41	2015-02-26	2023-02-26	14,949	14,949	Direct
Common Stock	Option	$27.41	2016-02-26	2023-02-26	14,948	14,948	Direct
Common Stock	Phantom Stock	$0.00	2017-02-21	2017-02-21	20,012	20,012	Direct
Common Stock	Phantom Stock	$0.00	2020-02-14	2020-02-24	8,156	8,156	Direct
Common Stock	Common Stock	$0.00	2017-02-21	2018-02-21	8,003	8,003	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	2,469	2,469	Direct
	4,394	4,394	Direct
2018-02-09	4,885	4,885	Direct
2019-02-09	4,886	4,886	Direct
2019-02-09	45,235	45,235	Direct
2020-02-09	45,235	45,235	Direct
2021-04-01	27,716	27,716	Direct
2022-02-14	55,400	55,400	Direct
2023-02-26	14,949	14,949	Direct
2023-02-26	14,949	14,949	Direct
2023-02-26	14,948	14,948	Direct
2017-02-21	20,012	20,012	Direct
2020-02-24	8,156	8,156	Direct
2018-02-21	8,003	8,003	Direct

Footnotes

Sold at prices ranging from $69.64 to $70.63.
Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years.
Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.
Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.
Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.