Filing Details

Accession Number:
0001140361-18-003043
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-24 13:05:31
Reporting Period:
2018-01-22
Accepted Time:
2018-01-24 13:05:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873860 Ocwen Financial Corp OCN Mortgage Bankers & Loan Correspondents (6162) 650039856
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898382 G Leon Cooperman St. Andrew'S Country Club
7118 Melrose Castle Lane
Boca Raton FL 33428
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-22 219,200 $3.16 2,863,474 No 4 P Indirect Omega Capital Partners LP
Common Stock Acquisiton 2018-01-22 129,400 $3.16 1,665,126 No 4 P Indirect Omega Equity Investors LP
Common Stock Acquisiton 2018-01-22 57,400 $3.16 748,880 No 4 P Indirect Omega Capital Investors LP
Common Stock Acquisiton 2018-01-22 34,300 $3.16 1,375,006 No 4 P Indirect Omega Overseas Partners Ltd
Common Stock Acquisiton 2018-01-22 40,600 $3.16 5,639,368 No 4 P Indirect Omega Credit Opportunities Master Fund LP
Common Stock Acquisiton 2018-01-23 3,759 $3.15 2,867,233 No 4 P Indirect Omega Capital Partners LP
Common Stock Acquisiton 2018-01-23 4,800 $3.15 1,669,926 No 4 P Indirect Omega Equity Investors LP
Common Stock Acquisiton 2018-01-23 1,100 $3.15 749,980 No 4 P Indirect Omega Capital Investors LP
Common Stock Acquisiton 2018-01-23 2,800 $3.15 1,377,866 No 4 P Indirect Omega Overseas Partners Ltd
Common Stock Acquisiton 2018-01-23 1,100 $3.15 5,640,468 No 4 P Indirect Omega Credit Opportunities Master Fund LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Omega Capital Partners LP
No 4 P Indirect Omega Equity Investors LP
No 4 P Indirect Omega Capital Investors LP
No 4 P Indirect Omega Overseas Partners Ltd
No 4 P Indirect Omega Credit Opportunities Master Fund LP
No 4 P Indirect Omega Capital Partners LP
No 4 P Indirect Omega Equity Investors LP
No 4 P Indirect Omega Capital Investors LP
No 4 P Indirect Omega Overseas Partners Ltd
No 4 P Indirect Omega Credit Opportunities Master Fund LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000,000 Direct
Common Stock 500,000 Indirect Spouse
Footnotes
  1. The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  2. The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  3. The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  4. The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  5. The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  6. The securities are held in the account of Toby Cooperman over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.