Filing Details
- Accession Number:
- 0001179110-18-001018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-23 16:19:03
- Reporting Period:
- 2018-01-19
- Accepted Time:
- 2018-01-23 16:19:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1657197 | Cotiviti Holdings Inc. | COTV | Services-Business Services, Nec (7389) | 460595918 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673104 | David Beaulieu | C/O Cotiviti Holdings, Inc. 115 Perimeter Center Place, Suite 700 Atlanta GA 30346 | Svp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2018-01-19 | 11,440 | $11.33 | 49,573 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2018-01-19 | 3,560 | $11.33 | 53,133 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2018-01-19 | 15,000 | $35.00 | 38,133 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Options (right to buy) | Disposition | 2018-01-19 | 11,440 | $0.00 | 11,440 | $11.33 |
| Common Stock, Par Value $0.001 | Options (right to buy) | Disposition | 2018-01-19 | 3,560 | $0.00 | 3,560 | $11.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 134,960 | 2024-09-26 | No | 4 | M | Direct | |
| 137,840 | 2024-09-26 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 25, 2017.
- These options ("Performance Awards") vest based on upon the weighted average price of the Issuer's common stock for any fiscal quarter exceeding a value that shall be calculated by the Issuer at the end of each such fiscal quarter in accordance with Stock Option Award Agreement pursuant to which such Performance Awards were granted, subject to the Reporting Person's continued service through each applicable vesting date. All of these Performance Awards had vested as of September 30, 2016.
- 82,840 of these options had vested as of September 26, 2017. The remaining 58,560 options vest and become exercisable in equal annual installments of 50% of the shares on September 26, 2018, and September 26, 2019, subject to the Reporting Person's continued service through each applicable vesting date.
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