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Filing Details

Accession Number:: 0000750556-18-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-23 14:43:47
Reporting Period:: 2018-01-22

Accepted Time:: 2018-01-23 14:43:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
750556	Suntrust Banks Inc	STI	National Commercial Banks (6021)	581575035

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182002	Jr H William Rogers	303 Peachtree Street, N.e. Atlanta GA 30308	Chairman And Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-01-22	88,800	$64.58	590,750	No	4	M	Direct
Common Stock	Acquisiton	2018-01-22	116,600	$9.06	707,350	No	4	M	Direct
Common Stock	Disposition	2018-01-22	205,400	$0.00	501,950	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option	Disposition	2018-01-22	88,800	$64.58	88,800	$64.58
Common Stock	Option	Disposition	2018-01-22	116,600	$9.06	116,600	$9.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-02-12	2018-02-12	No	4	M	Direct
0	2012-02-10	2019-02-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,072	Indirect	401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			1,868	1,868	Direct
Common Stock	Phantom Stock	$0.00			17,813	17,813	Direct
Common Stock	Phantom Stock	$0.00	2018-02-10		12,221	12,221	Direct
Common Stock	Phantom Stock	$0.00	2018-02-09	2018-02-09	13,586	13,586	Direct
Common Stock	Phantom Stock	$0.00	2019-02-09	2019-02-09	13,587	13,587	Direct
Common Stock	Option	$29.20	2012-04-01	2021-04-01	84,439	84,439	Direct
Common Stock	Option	$21.67		2022-02-14	136,200	136,200	Direct
Common Stock	Option	$27.41	2014-02-26	2023-02-26	36,707	36,707	Direct
Common Stock	Option	$27.41	2015-02-26	2023-02-26	36,707	36,707	Direct
Common Stock	Option	$27.41	2016-02-26	2023-02-26	36,707	36,707	Direct
Common Stock	Phantom Stock	$0.00	2017-02-21	2017-02-21	50,090	50,090	Direct
Common Stock	Phantom Stock	$0.00	2017-02-21	2018-02-21	20,031	20,031	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,868	1,868	Direct
	17,813	17,813	Direct
	12,221	12,221	Direct
2018-02-09	13,586	13,586	Direct
2019-02-09	13,587	13,587	Direct
2021-04-01	84,439	84,439	Direct
2022-02-14	136,200	136,200	Direct
2023-02-26	36,707	36,707	Direct
2023-02-26	36,707	36,707	Direct
2023-02-26	36,707	36,707	Direct
2017-02-21	50,090	50,090	Direct
2018-02-21	20,031	20,031	Direct

Footnotes

Sold at prices ranging from $69.13 to $69.705.
Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan.
Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.
Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.