Filing Details
- Accession Number:
- 0001278521-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-22 19:49:36
- Reporting Period:
- 2018-01-19
- Accepted Time:
- 2018-01-22 19:49:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1318482 | Shoal Games Ltd. | SGLDF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278521 | M Tryon Williams | C/O Shoal Games Ltd Suite 103, 1715 Cook Street Vancouver A1 V5Y 3J6 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-01-19 | 10,000 | $0.32 | 16,948,281 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-01-19 | 1,500 | $0.32 | 16,948,281 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-01-19 | 3,500 | $0.36 | 16,948,281 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,877,465 | Indirect | Discretionary Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $0.42 | 2017-06-16 | 2018-06-15 | 200,000 | 200,000 | Direct |
Common Stock | Employee Stock (Right to Buy) | $0.42 | 2017-11-08 | 2022-11-08 | 25,000 | 25,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-06-15 | 200,000 | 200,000 | Direct |
2022-11-08 | 25,000 | 25,000 | Direct |
Footnotes
- Mr. T. M. Williams acquired 10,000 shares of Shoal Games Ltd. at USD$0.322 per share on January 19, 2018.
- Mr. T. M. Williams acquired 1,500 shares of Shoal Games Ltd. at CAD$0.40 (Approximately USD$0.321) per share on January 19, 2018.
- Mr. T. M. Williams acquired 3,500 shares of Shoal Games Ltd. at CAD$0.45 (Approximately USD$0.36167) per share on January 19, 2018.
- Mr. Williams is a potential beneficiary of several discretionary trusts that hold approximately 80% of Bingo, Inc. Bingo, Inc. is the holder of these securities.