Filing Details
- Accession Number:
- 0000720500-18-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-19 17:39:03
- Reporting Period:
- 2018-01-18
- Accepted Time:
- 2018-01-19 17:39:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720500 | Amtech Systems Inc | ASYS | Special Industry Machinery, Nec (3559) | 860411215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1266458 | F Robert King | C/O Amtech Systems Inc 131 South Clark Drive Tempe AZ 85281 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 2,000 | $2.95 | 10,200 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 1,666 | $6.15 | 11,866 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 2,000 | $7.01 | 13,866 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 5,000 | $11.05 | 18,866 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 1,033 | $7.98 | 19,899 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 2,000 | $9.98 | 21,899 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 2,000 | $5.25 | 23,899 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Acquisiton | 2018-01-18 | 2,000 | $5.75 | 25,899 | No | 4 | M | Direct | |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Disposition | 2018-01-18 | 17,699 | $11.25 | 8,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 2,000 | $2.95 | 2,000 | $2.95 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 1,666 | $6.15 | 1,666 | $6.15 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 2,000 | $7.01 | 2,000 | $7.01 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 5,000 | $11.05 | 5,000 | $11.05 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 1,033 | $7.98 | 1,033 | $7.98 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 2,000 | $9.98 | 2,000 | $9.98 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 2,000 | $5.25 | 2,000 | $5.25 |
| Amtech Systems, Inc. $.01 Par Value Common Stock | Amtech Systems, Inc. Non-Employee Director Stock Option | Disposition | 2018-01-18 | 2,000 | $5.75 | 2,000 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2013-12-11 | 2022-12-11 | No | 4 | M | Direct |
| 3,334 | 2010-11-20 | 2019-11-20 | No | 4 | M | Direct |
| 4,000 | 2014-12-12 | 2023-12-12 | No | 4 | M | Direct |
| 0 | 2009-03-14 | 2018-03-14 | No | 4 | M | Direct |
| 2,067 | 2012-12-15 | 2021-12-15 | No | 4 | M | Direct |
| 4,000 | 2015-11-19 | 2024-11-19 | No | 4 | M | Direct |
| 4,000 | 2016-11-17 | 2025-11-17 | No | 4 | M | Direct |
| 4,000 | 2017-09-18 | 2027-03-17 | No | 4 | M | Direct |
Footnotes
- Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
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