Filing Details
- Accession Number:
- 0001127602-18-002149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-18 21:26:39
- Reporting Period:
- 2018-01-16
- Accepted Time:
- 2018-01-18 21:26:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674862 | Ashland Global Holdings Inc | ASH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438239 | T. Anne Schumann | 1313 N Market Street Wilmington DE 19894 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-16 | 1,071 | $73.46 | 20,633 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-16 | 949 | $73.46 | 19,684 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-16 | 3,366 | $73.46 | 16,318 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-16 | 3,121 | $73.46 | 13,197 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 6,215 | $59.95 | 19,412 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 6,073 | $59.41 | 25,485 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 4,378 | $57.96 | 29,863 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-16 | 5,073 | $73.46 | 24,790 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-01-16 | 4,912 | $73.46 | 19,878 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-01-16 | 3,455 | $73.46 | 16,423 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-01-17 | 1,142 | $72.75 | 15,281 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-17 | 1,161 | $72.75 | 14,120 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-17 | 923 | $72.75 | 13,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2018-01-16 | 6,215 | $0.00 | 6,215 | $59.95 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-01-16 | 6,073 | $0.00 | 6,073 | $59.41 |
| Common Stock | Stock Appreciation Right | Disposition | 2018-01-16 | 4,378 | $0.00 | 4,378 | $57.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-12 | 2024-12-12 | No | 4 | M | Direct |
| 2,025 | 2016-11-18 | 2025-12-18 | No | 4 | M | Direct |
| 4,379 | 2017-11-16 | 2026-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,319 | Indirect | 401(K) |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2017.
- Balance includes 8,089 shares of unvested Restricted Stock, of which 24 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements.
- Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
- Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
- Payment of exercise price by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
- Based on Employee Savings Plan information as of January 12, 2018, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
- Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
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