Filing Details
- Accession Number:
- 0001368365-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-18 20:49:37
- Reporting Period:
- 2018-01-16
- Accepted Time:
- 2018-01-18 20:49:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368365 | Remark Holdings Inc. | MARK | Communications Services, Nec (4899) | 331135689 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590981 | Douglas Osrow | C/O Remark Holdings, Inc. 3960 Howard Hughes Parkway, Suite 900 Las Vegas NV 89169 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-16 | 20,000 | $4.29 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-16 | 20,000 | $13.02 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2018-01-16 | 20,000 | $0.00 | 20,000 | $4.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 279,458 | 2025-07-28 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | $5.00 | 2023-10-30 | 37,400 | 37,400 | Direct | |
| Common Stock | Stock option (right to buy) | $6.30 | 2024-02-17 | 75,000 | 75,000 | Direct | |
| Common Stock | Stock option (right to buy) | $4.04 | 2026-11-09 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock option (right to buy) | $1.99 | 2027-06-20 | 180,000 | 180,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-10-30 | 37,400 | 37,400 | Direct |
| 2024-02-17 | 75,000 | 75,000 | Direct |
| 2026-11-09 | 100,000 | 100,000 | Direct |
| 2027-06-20 | 180,000 | 180,000 | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.75 to $13.74 on January 16, 2018. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price.
- These options are fully vested.
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