Filing Details
- Accession Number:
- 0001209191-18-004229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-18 16:04:26
- Reporting Period:
- 2018-01-16
- Accepted Time:
- 2018-01-18 16:04:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488613 | Foundation Medicine Inc. | FMI | Services-Medical Laboratories (8071) | 271316416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584999 | A. Vincent Miller | 150 Second Street C/O Foundation Medicine, Inc. Cambridge MA 02141 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-16 | 3,813 | $65.26 | 93,322 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 5,408 | $0.84 | 98,730 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-16 | 5,408 | $65.26 | 93,322 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-17 | 5,534 | $0.84 | 98,856 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-17 | 5,534 | $65.39 | 93,322 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-01-16 | 5,408 | $0.00 | 5,408 | $0.84 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-01-17 | 5,534 | $0.00 | 5,534 | $0.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,534 | 2022-01-10 | No | 4 | M | Direct | |
| 0 | 2022-01-10 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017.
- The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.15 to $68.75, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $66.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The option was granted on January 10, 2012 and vested in equal quarterly installments beginning on December 31, 2012 until fully vested on April 8, 2016.
Billionaire Hedge Funds
