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Home > Insider Trading > Filing (0001217464-18-000002)

Filing Details

Accession Number:
0001217464-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-18 15:36:52
Reporting Period:
2018-01-16
Accepted Time:
2018-01-18 15:36:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647509 Forest City Realty Trust Inc. FCEA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217464 A James Ratner 50 Public Square, Suite 1100
Cleveland OH 44113		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-01-16 51,533 $23.66 1,255,059 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-01-17 2,634 $23.50 1,252,425 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-01-16 15,857 $23.66 68,165 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-01-17 810 $23.50 67,355 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 95,694 Indirect See footnote
Class A Common Stock 34,089 Indirect See footnote
Class A Common Stock 76,525 Indirect See footnote
Class A Common Stock 6,770 Direct
Class A Common Stock 8,954 Direct
Class A Common Stock 11,452 Direct
Class A Common Stock 7,849 Indirect See footnote
Class A Common Stock 340,907 Indirect See footnote
Class A Common Stock 340,907 Indirect See footnote
Class A Common Stock 50,370 Indirect See footnote
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 17,721 17,721 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2011-04-21 2019-04-21 21,797 21,797 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2012-04-14 2020-04-14 36,635 36,635 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2013-04-13 2021-04-13 24,103 24,103 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2014-04-11 2022-04-11 32,477 32,477 Direct
Class A Common 2013 Stock Option Grant (right to buy) $17.60 2015-04-08 2023-04-08 30,384 30,384 Direct
Class A Common 2014 Stock Option Grant (right to buy) $18.73 2016-03-28 2024-03-28 28,745 28,745 Direct
Class A Common 2014 Performance Shares $0.00 2017-12-31 1988-08-08 17,796 17,796 Direct
Class A Common 2015 Performance Shares $0.00 2017-12-31 1988-08-08 13,539 13,539 Direct
Class A Common 2016 Performance Shares $0.00 2018-12-31 1988-08-08 17,908 17,908 Direct
Class A Common 2015 Out Performance Shares $0.00 2017-12-31 1988-08-08 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-18 17,721 17,721 Direct
2019-04-21 21,797 21,797 Direct
2020-04-14 36,635 36,635 Direct
2021-04-13 24,103 24,103 Direct
2022-04-11 32,477 32,477 Direct
2023-04-08 30,384 30,384 Direct
2024-03-28 28,745 28,745 Direct
1988-08-08 17,796 17,796 Direct
1988-08-08 13,539 13,539 Direct
1988-08-08 17,908 17,908 Direct
1988-08-08 20,000 20,000 Direct
Footnotes
  1. James Ratner Revocable Trust dated 12/04/1981. On 1/16/2018 and 1/17/2018, the Trust sold 51,533 shares and 2,634 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,252,425 shares of Class A Common Stock as follows:593,300 shares held as a direct limited partner of RMS, Ltd.; and 659,125 shares directly.
  2. Held by spouse at street account with Stifel Nicolaus & Co., Inc.
  3. Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). On 1/16/2018 and 1/17/2018, the Trust sold 15,857 shares and 810 shares of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $23.66 and $23.50 represent weighted average of sales prices ranging from $23.50 to $23.84 per share and from $23.50 to $23.51 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.
  4. Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee).Trust holds 34,089 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.
  5. Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.
  6. 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  7. 2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
  8. 2017 Restricted Stock Grant - 100% vest on 3/24/2018.
  9. Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,849 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.
  10. Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,907 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,907 directly.
  11. Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,907 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,907 directly.
  12. Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50,371 shares of Class A Common Stock directly.
  13. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  14. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  15. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  16. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  17. 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
  18. 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
  19. 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
  20. Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  21. Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  22. Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
  23. Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
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