Filing Details
- Accession Number:
- 0001179110-18-000932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-17 18:35:09
- Reporting Period:
- 2018-01-12
- Accepted Time:
- 2018-01-17 18:35:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1651561 | Tabula Rasa Healthcare Inc. | TRHC | Services-Business Services, Nec (7389) | 465726437 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685747 | W Brian Adams | 228 Strawbridge Drive, Suite 100 Moorestown NJ 08057 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-12 | 10,309 | $1.56 | 81,826 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 6,701 | $1.56 | 88,527 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 2,577 | $1.56 | 91,104 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 1,288 | $1.56 | 92,392 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 8,442 | $2.14 | 100,834 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 7,731 | $3.11 | 108,565 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 675 | $3.11 | 109,240 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 263 | $5.82 | 109,503 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 10,309 | $5.82 | 119,812 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 7,731 | $5.82 | 127,543 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 625 | $5.82 | 128,168 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-12 | 5,391 | $14.23 | 133,559 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2018-01-12 | 8,002 | $32.95 | 125,557 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 10,309 | $0.00 | 10,309 | $1.56 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 6,701 | $0.00 | 6,701 | $1.56 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 2,577 | $0.00 | 2,577 | $1.56 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 1,288 | $0.00 | 1,288 | $1.56 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 8,442 | $0.00 | 8,442 | $2.14 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 7,731 | $0.00 | 7,731 | $3.11 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 675 | $0.00 | 675 | $3.11 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 263 | $0.00 | 263 | $5.82 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 10,309 | $0.00 | 10,309 | $5.82 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 7,731 | $0.00 | 7,731 | $5.82 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 625 | $0.00 | 625 | $5.82 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-12 | 5,391 | $0.00 | 5,391 | $14.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-10-20 | No | 4 | M | Direct | |
| 0 | 2022-01-06 | No | 4 | M | Direct | |
| 0 | 2012-01-06 | 2022-01-06 | No | 4 | M | Direct |
| 0 | 2012-03-01 | 2022-03-01 | No | 4 | M | Direct |
| 0 | 2012-12-20 | 2022-12-20 | No | 4 | M | Direct |
| 0 | 2023-01-02 | No | 4 | M | Direct | |
| 0 | 2013-01-22 | 2023-01-22 | No | 4 | M | Direct |
| 0 | 2014-01-01 | 2024-01-01 | No | 4 | M | Direct |
| 0 | 2024-01-01 | No | 4 | M | Direct | |
| 2,578 | 2025-01-01 | No | 4 | M | Direct | |
| 0 | 2025-02-01 | No | 4 | M | Direct | |
| 29,609 | 2026-10-21 | No | 4 | M | Direct |
Footnotes
- The Stock Option vested 25% on October 20, 2012 and in equal 1/36th installments each month thereafter.
- The Stock Option vested 25% on January 6, 2013 and in equal 1/36th installments each month thereafter.
- The Stock Option vested 25% on January 2, 2014 and in equal 1/36th installments each month thereafter.
- The Stock Option vested 25% on January 1, 2015 and in equal 1/36th installments each month thereafter.
- The Stock Option vested 25% on January 1, 2016 and vests in equal 1/36th installments each month thereafter.
- Previous disclosure stated that the Stock Option vested 25% on February 1, 2016 and vests in equal 1/36th installments each month thereafter. Notwithstanding the foregoing, the Stock Option actually vested immediately.
- The Stock Option vested one-third on October 21, 2017 and in equal 1/24th installments each month thereafter.
Billionaire Hedge Funds
