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Filing Details

Accession Number:: 0001554687-18-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-17 18:01:31
Reporting Period:: 2018-01-15

Accepted Time:: 2018-01-17 18:01:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618921	Walgreens Boots Alliance Inc.	WBA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1554687	Stefano Pessina	24 Boulevard Du Tenao Monte Carlo O9 98000	Executive Vice Chairman, Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2018-01-15	98,858	$76.07	0	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Acquisiton	2018-01-15	98,858	$76.07	143,091,383	No	4	P	Indirect	by ASP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	P	Indirect	by ASP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$77.08	2019-02-12	2026-02-12	263,273	263,273	Direct
Common Stock	Employee Stock Option (right to buy)	$82.46	2019-11-01	2026-11-01	410,798	410,798	Direct
Common Stock	Employee Stock Option (right to buy)	$67.01		2027-11-01	504,710	504,710	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-02-12	263,273	263,273	Direct
2026-11-01	410,798	410,798	Direct
2027-11-01	504,710	504,710	Direct

Footnotes

98,858 shares underlying restricted stock units ('RSUs'), including 5,250 shares underlying RSUs issued in lieu of dividends, vested on January 15, 2018, the third anniversary of the original grant of 93,608 RSUs. Immediately following their vesting, the Reporting Person assigned all 98,858 shares to Alliance Sante Participations S.A. (see footnote 2), at a price per share of $76.07, the closing price for a WBA share on the NASDAQ on January 12, 2018, the last trading day immediately prior to their assignment.
Shares of common stock are held of record by a corporation, Alliance Sante Participations S.A. ('ASP') which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
The option vests with respect to 168,068 shares on November 1, 2018, with respect to 168,068 shares on November 1, 2019 and with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).