Filing Details
- Accession Number:
- 0001225208-18-001143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-17 17:20:51
- Reporting Period:
- 2018-01-13
- Accepted Time:
- 2018-01-17 17:20:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1726591 | Peter Scher | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-13 | 15,287 | $0.00 | 15,310 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-13 | 14,981 | $0.00 | 30,291 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-13 | 13,234 | $111.85 | 17,057 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 73,116 | $35.61 | 90,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-16 | 17,057 | $112.20 | 73,116 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-16 | 46,584 | $112.25 | 26,532 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-01-13 | 14,981 | $0.00 | 14,981 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-01-13 | 15,287 | $0.00 | 15,287 | $0.00 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-01-16 | 73,116 | $0.00 | 73,116 | $35.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-13 | No | 4 | M | Direct | |
| 15,287 | 2019-01-13 | No | 4 | M | Direct | |
| 0 | 2022-01-18 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- Exercise of Stock Appreciation Rights (SARs) pursuant to SAR Exercise Plan dated December 22, 2017.
- Sale pursuant to 10b5-1 Plan dated December 22, 2017.
- Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.
- Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.
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