Filing Details

Accession Number:
0001144204-18-002400
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-17 13:50:24
Reporting Period:
2018-01-12
Accepted Time:
2018-01-17 13:50:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315374 Hurco Companies Inc HURC Industrial Instruments For Measurement, Display, And Control (3823) 351150732
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509471 S Gregory Volovic One Technology Way
Indianapolis IN 46268
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-12 2,700 $21.45 38,839 No 4 M Direct
Common Stock Disposition 2018-01-12 2,700 $47.94 36,139 No 4 S Direct
Common Stock Acquisiton 2018-01-16 5,415 $21.45 41,554 No 4 M Direct
Common Stock Disposition 2018-01-16 1,287 $47.35 40,267 No 4 S Direct
Common Stock Disposition 2018-01-16 4,128 $48.33 36,139 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-01-12 2,700 $0.00 2,700 $21.45
Common Stock Stock Option (right to buy) Disposition 2018-01-16 5,415 $0.00 5,415 $21.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,564 2021-12-14 No 4 M Direct
149 2021-12-14 No 4 M Direct
Footnotes
  1. Represents the sale of 2,700 shares in multiple transactions, ranging in price from $47.75 to $48.0619 per share, resulting in a weighted average sale price of $47.9367. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  2. Represents the sale of 1,287 shares in multiple transactions, ranging in price from $47.00 to $47.95 per share, resulting in a weighted average sale price of $47.3482. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  3. Represents the sale of 4,128 shares in multiple transactions, ranging in price from $48.05 to $48.95 per share, resulting in a weighted average sale price of $48.3292. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  4. Options vested in thirds on each of December 14, 2012, December 14, 2013 and December 14, 2014.