Filing Details
- Accession Number:
- 0001144204-18-002397
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-17 13:47:21
- Reporting Period:
- 2018-01-12
- Accepted Time:
- 2018-01-17 13:47:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315374 | Hurco Companies Inc | HURC | Industrial Instruments For Measurement, Display, And Control (3823) | 351150732 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310471 | K Sonja Mcclelland | One Technology Way Indianapolis IN 46268 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-12 | 2,700 | $14.82 | 25,399 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-12 | 2,700 | $47.94 | 22,699 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 300 | $14.82 | 22,999 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-16 | 2,000 | $18.13 | 24,999 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-16 | 550 | $47.35 | 24,449 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-16 | 1,750 | $48.33 | 22,699 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-01-12 | 2,700 | $0.00 | 2,700 | $14.82 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-01-16 | 300 | $0.00 | 300 | $14.82 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-01-16 | 2,000 | $0.00 | 2,000 | $18.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 300 | 2019-12-18 | No | 4 | M | Direct | |
| 0 | 2019-12-18 | No | 4 | M | Direct | |
| 0 | 2020-05-13 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 2,700 shares in multiple transactions, ranging in price from $47.75 to $48.0619 per share, resulting in a weighted average sale price of $47.9367. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 550 shares in multiple transactions, ranging in price from $47.00 to $47.95 per share, resulting in a weighted average sale price of $47.3495. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 1,750 shares in multiple transactions, ranging in price from $48.05 to $48.95 per share, resulting in a weighted average sale price of $48.329. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Options vested in thirds on each of December 18, 2010, December 18, 2011 and December 18, 2012.
- Options vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.
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