Filing Details
- Accession Number:
- 0000899243-18-001122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 21:41:10
- Reporting Period:
- 2018-01-12
- Accepted Time:
- 2018-01-16 21:41:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1550695 | Performant Financial Corp | PFMT | Services-Miscellaneous Business Services (7380) | 200484934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555694 | Lisa Im | 333 North Canyons Parkway Livermore CA 94551 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-01-12 | 150,000 | $0.50 | 1,566,434 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2018-01-12 | 150,000 | $2.88 | 1,416,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2018-01-12 | 93,200 | $0.00 | 93,200 | $0.50 |
| Common Stock | Stock option (right to buy) | Disposition | 2018-01-12 | 56,800 | $0.00 | 56,800 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on August 11, 2017.
- The option award, which expires on January 24, 2018, is fully vested and immediately exercisable.
- The option award, which expires on January 26, 2018, is fully vested and immediately exercisable.
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