Filing Details
- Accession Number:
- 0000899243-18-001121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 21:39:06
- Reporting Period:
- 2018-01-11
- Accepted Time:
- 2018-01-16 21:39:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1550695 | Performant Financial Corp | PFMT | Services-Miscellaneous Business Services (7380) | 200484934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555694 | Lisa Im | 333 North Canyons Parkway Livermore CA 94551 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-01-11 | 11,800 | $0.50 | 1,428,234 | No | 4 | M | Direct | |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2018-01-11 | 11,800 | $2.01 | 1,416,434 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2018-01-11 | 11,800 | $0.00 | 11,800 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
93,200 | No | 4 | M | Direct |
Footnotes
- Reported transaction occurred pursuant to a Rule 10b5-1 trading plan established on August 11, 2017.
- The option award, which expires on January 24, 2018, is fully vested and immediately exercisable.