Filing Details
- Accession Number:
- 0001094891-18-000029
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 17:40:51
- Reporting Period:
- 2017-09-05
- Accepted Time:
- 2018-01-16 17:40:51
- Original Submission Date:
- 2017-09-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1562214 | Zais Group Holdings Inc. | ZAIS | Investment Advice (6282) | 461314400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1634131 | Ramguard Llc | 1515 Ormsby Station Court Louisville KY 40223 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2017-09-05 | 6,500,000 | $4.10 | 2,707,056 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- On January 11, 2018, the purchase price for these securities was adjusted from $4.00 per share, the purchase price disclosed in the original report, to $4.10 per share.