Filing Details
- Accession Number:
- 0001209191-18-003607
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 16:46:13
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2018-01-16 16:46:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1587987 | Newtek Business Services Corp. | NEWT | () | 5 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1556319 | Catherine Jennifer Eddelson | 1981 Marcus Avenue Suite 130 Lake Success NY 11042 | Principal Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-31 | 171 | $16.98 | 30,336 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2017-06-30 | 202 | $16.29 | 30,336 | No | 5 | P | Direct | |
Common Stock | Disposition | 2017-08-15 | 3,608 | $16.96 | 30,336 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-03-31 | 111 | $16.98 | 30,336 | No | 5 | P | Indirect | Spouse |
Common Stock | Acquisiton | 2017-06-30 | 131 | $16.29 | 30,336 | No | 5 | P | Indirect | Spouse |
Common Stock | Disposition | 2017-08-15 | 2,790 | $16.96 | 30,336 | No | 4 | F | Indirect | Spouse |
Common Stock | Acquisiton | 2017-09-30 | 28 | $17.82 | 30,336 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2017-12-31 | 27 | $18.49 | 30,336 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | P | Direct | |
No | 4 | F | Direct | |
No | 5 | P | Indirect | Spouse |
No | 5 | P | Indirect | Spouse |
No | 4 | F | Indirect | Spouse |
No | 5 | P | Direct | |
No | 5 | P | Direct |
Footnotes
- Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
- Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares
- Shares received by Reporting Person's spouse, an employee of Issuer, pursuant to regular quarterly dividend declared by Issuer.
- Disposition by Reporting Person's Spouse, an employee of Issuer, to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.