Filing Details
- Accession Number:
- 0001127602-18-001820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 16:22:56
- Reporting Period:
- 2018-01-11
- Accepted Time:
- 2018-01-16 16:22:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1179745 | Joseph Swedish | 120 Monument Circle Indianapolis IN 46204 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-11 | 67,500 | $89.44 | 134,043 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-11 | 7,278 | $234.73 | 126,765 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-11 | 23,364 | $235.58 | 103,401 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-11 | 36,858 | $236.28 | 66,543 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-01-11 | 67,500 | $0.00 | 67,500 | $89.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,600 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2017, as modified on December 11, 2017.
- This transaction was executed in multiple trades at prices ranging from $234.04 to $234.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $235.04 to $236.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $236.04 to $236.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 114,100 shares, and is exercisable in six semi-annual installments, with two installments of 19,016 shares each and four installments of 19,017 shares each, beginning on September 3, 2014, which is the six-month anniversary of the option grant date.
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