Filing Details
- Accession Number:
- 0001249155-18-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 16:08:08
- Reporting Period:
- 2018-01-16
- Accepted Time:
- 2018-01-16 16:08:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1477246 | S&W Seed Co | SANW | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1401385 | K Matthew Szot | 106 K Street, Suite 300 Sacramento CA 95814 | Evp Finance & Admin And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-01-16 | 1,100 | $4.00 | 71,683 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sale reported on this Form 4 was made pursuant to a 10b5-1 trading plan adopted by the reporting person.