Filing Details
- Accession Number:
- 0001140361-18-001970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 09:17:39
- Reporting Period:
- 2018-01-12
- Accepted Time:
- 2018-01-16 09:17:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128189 | Protokinetix Inc. | PKTX | Pharmaceutical Preparations (2834) | 943355026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516077 | Edward Clarence Smith | 1845 Country Road #214 St. Augustine FL 32084 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-12 | 2,359,240 | $0.05 | 2,359,240 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 53,820,500 | Direct | |
| Common Stock | 2,946,626 | Indirect | See Footnote |
| Common Stock | 1,850,000 | Indirect | See Footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $0.06 | 2021-08-31 | 5,000,000 | 5,000,000 | Direct | |
| Common Stock | Option | $0.05 | 2020-12-31 | 5,000,000 | 5,000,000 | Direct | |
| Common Stock | Option | $0.08 | 2019-12-31 | 5,000,000 | 5,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-08-31 | 5,000,000 | 5,000,000 | Direct |
| 2020-12-31 | 5,000,000 | 5,000,000 | Direct |
| 2019-12-31 | 5,000,000 | 5,000,000 | Direct |
Footnotes
- Shares held by the Clarence E. Smith Trust.
- Shares held in the reporting person's retirement account.
- Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On December 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.
- Options granted pursuant to 2017 Stock Option and Stock Bonus Plan. On March 31, 2017, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.
- Options granted pursuant to 2015 Stock Option and Stock Bonus Plan. On March 31, 2016, 1,250,000 shares vest; thereafter 1,250,000 vest each quarter.
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