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Filing Details

Accession Number:: 0001225208-18-000984
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-12 18:33:04
Reporting Period:: 2018-01-11

Accepted Time:: 2018-01-12 18:33:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1474432	Pure Storage Inc.	PSTG	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1201720	N James White	755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-01-11	15,900	$0.00	65,900	No	4	C	Indirect	By Ltd Partnership (ROSE)
Class A Common Stock	Disposition	2018-01-11	15,900	$16.60	50,000	No	4	S	Indirect	By Ltd Partnership (ROSE)
Class A Common Stock	Acquisiton	2018-01-11	79,223	$0.00	79,223	No	4	C	Indirect	By Trust (Trustees)
Class A Common Stock	Disposition	2018-01-11	79,223	$16.62	0	No	4	S	Indirect	By Trust (Trustees)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Ltd Partnership (ROSE)
No	4	S	Indirect	By Ltd Partnership (ROSE)
No	4	C	Indirect	By Trust (Trustees)
No	4	S	Indirect	By Trust (Trustees)

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2018-01-11	15,900	$0.00	15,900	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2018-01-11	79,223	$0.00	79,223	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
474,866			No	4	C	Indirect
1,282,150			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	4,800	Indirect	By Child (AEW)
Class A Common Stock	3,700	Indirect	By Child (BSW)
Class A Common Stock	3,300	Indirect	By Child (BTW)
Class A Common Stock	4,200	Indirect	By Child (WOW)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00	70,986	70,986	Direct
Class A Common Stock	Class B Common Stock	$0.00	197,730	197,730	Indirect
Class A Common Stock	Class B Common Stock	$0.00	14,420	14,420	Indirect
Class A Common Stock	Class B Common Stock	$0.00	154,498	154,498	Indirect
Class A Common Stock	Class B Common Stock	$0.00	1,024,538	1,024,538	Indirect
Class A Common Stock	Class B Common Stock	$0.00	77,100	77,100	Indirect
Class A Common Stock	Class B Common Stock	$0.00	106,250	106,250	Indirect
Class A Common Stock	Class B Common Stock	$0.00	17,102,128	17,102,128	Indirect

Amount	Remaning Holdings	Nature of Ownership
70,986	70,986	Direct
197,730	197,730	Indirect
14,420	14,420	Indirect
154,498	154,498	Indirect
1,024,538	1,024,538	Indirect
77,100	77,100	Indirect
106,250	106,250	Indirect
17,102,128	17,102,128	Indirect

Footnotes

Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.60 to $16.65, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held by the reporting person's children. The reporting person disclaims any beneficial ownership in these shares.
Shares held by a trust for the benefit of the reporting person of which the reporting person is the sole trustee.
Shares held by an irrevocable trust for the benefit of the reporting person's children, of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.
Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.
Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.