Filing Details
- Accession Number:
- 0000899243-18-001004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-12 17:52:22
- Reporting Period:
- 2018-01-10
- Accepted Time:
- 2018-01-12 17:52:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276837 | Laura Stark | C/O Rambus Inc. 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp, Gm Esd | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-10 | 465 | $8.55 | 199,673 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-10 | 700 | $7.31 | 200,373 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-10 | 971 | $5.46 | 201,344 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-10 | 804 | $8.76 | 202,148 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-10 | 2,940 | $14.10 | 199,208 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2018-01-10 | 465 | $0.00 | 465 | $8.55 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2018-01-10 | 700 | $0.00 | 700 | $7.31 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2018-01-10 | 971 | $0.00 | 971 | $5.46 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2018-01-10 | 804 | $0.00 | 804 | $8.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,930 | 2019-02-02 | No | 4 | M | Direct | |
| 20,300 | 2022-02-01 | No | 4 | M | Direct | |
| 28,171 | 2023-02-01 | No | 4 | M | Direct | |
| 36,159 | 2024-02-03 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.06 to $14.16. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares subject to the option are fully vested and immediately exercisable.
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