Filing Details
- Accession Number:
- 0001140361-18-001948
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-01-12 17:07:56
- Reporting Period:
- 2017-12-19
- Accepted Time:
- 2018-01-12 17:07:56
- Original Submission Date:
- 2017-12-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
58361 | Lee Enterprises Inc | LEE ENT | Newspapers: Publishing Or Publishing & Printing (2711) | 420823980 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328427 | R Michael Gulledge | C/O Lee Enterprises, Incorporated 201 N. Harrison Street, Ste. 600 Davenport IA 52801 | Vice President Publishing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-19 | 14,663 | $2.31 | 45,065 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2010-09-28 | 36,800 | $2.57 | 36,800 | $2.57 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-07 | 28,415 | $1.49 | 133,415 | $1.49 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,800 | 2011-09-28 | 2020-09-28 | No | 4 | A | Direct |
0 | 2012-09-20 | 2022-09-20 | No | 4 | M | Direct |
Footnotes
- This amended Form 4 is being filed to correct the Form 4 filed by the Reporting Person on December 19, 2017 (the "Latest Form 4 Filing"), which incorrectly reported in Column 5 of Table I the amount of securities beneficially owned following the reported transaction. In a Form 4 filing that was filed on December 8, 2017, the number of shares acquired was inadvertently transposed, resulting in an overstatement of the amounts of shares beneficially owned by 7,000 shares. This error carried forward in subsequent Form 4 filings. The amount reported in Column 5 of Table I in the Latest Form 4 Filing was overstated by 7,000 shares.
- These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.