Filing Details

Accession Number:
0001140361-18-001948
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-01-12 17:07:56
Reporting Period:
2017-12-19
Accepted Time:
2018-01-12 17:07:56
Original Submission Date:
2017-12-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
58361 Lee Enterprises Inc LEE ENT Newspapers: Publishing Or Publishing & Printing (2711) 420823980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328427 R Michael Gulledge C/O Lee Enterprises, Incorporated
201 N. Harrison Street, Ste. 600
Davenport IA 52801
Vice President Publishing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-12-19 14,663 $2.31 45,065 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2010-09-28 36,800 $2.57 36,800 $2.57
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-02-07 28,415 $1.49 133,415 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,800 2011-09-28 2020-09-28 No 4 A Direct
0 2012-09-20 2022-09-20 No 4 M Direct
Footnotes
  1. This amended Form 4 is being filed to correct the Form 4 filed by the Reporting Person on December 19, 2017 (the "Latest Form 4 Filing"), which incorrectly reported in Column 5 of Table I the amount of securities beneficially owned following the reported transaction. In a Form 4 filing that was filed on December 8, 2017, the number of shares acquired was inadvertently transposed, resulting in an overstatement of the amounts of shares beneficially owned by 7,000 shares. This error carried forward in subsequent Form 4 filings. The amount reported in Column 5 of Table I in the Latest Form 4 Filing was overstated by 7,000 shares.
  2. These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.