Filing Details
- Accession Number:
- 0001214659-18-000409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-12 16:15:13
- Reporting Period:
- 2018-01-11
- Accepted Time:
- 2018-01-12 16:15:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72331 | Nordson Corp | NDSN | General Industrial Machinery & Equipment, Nec (3569) | 340590250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659814 | Joseph Stockunas | C/O Nordson Corporation 28601 Clemens Road Westlake OH 44145 | Vice President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-11 | 5,000 | $62.95 | 14,933 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-11 | 5,000 | $146.13 | 9,936 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2018-01-11 | 5,000 | $0.00 | 5,000 | $62.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 273 | Indirect | By Company Savings Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | 3,200 | 3,200 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | 3,800 | 3,800 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | 7,200 | 7,200 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | 6,500 | 6,500 | Direct | |
| Common Stock | Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-11-25 | 3,200 | 3,200 | Direct |
| 2024-11-24 | 3,800 | 3,800 | Direct |
| 2025-11-23 | 7,200 | 7,200 | Direct |
| 2026-11-21 | 6,500 | 6,500 | Direct |
| 2027-11-20 | 7,500 | 7,500 | Direct |
Footnotes
- Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $146.00 to 146.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
- Exercise of reporting person's stock options that otherwise expire in March 2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise. The holdings include 3 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes.
- Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Savings Plan, exempt pursuant to Rule 16b-3(c).
- All such options have fully vested.
- On November 24, 2014, the Company awarded 3,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
- On November 23, 2015, the Company awarded 7,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
- On November 21, 2016, the Company awarded 6,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.
- On November 20, 2017, the Company awarded 7,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 20, 2018. The vested portions of such options will become exercisable upon vesting.
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