Filing Details
- Accession Number:
- 0001398344-18-000563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-12 16:06:21
- Reporting Period:
- 2018-01-10
- Accepted Time:
- 2018-01-12 16:06:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310710 | J Thomas Herzfeld | 119 Washington Ave, Ste 504 Miami Beach FL 33139 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-01-10 | 1,700 | $7.21 | 404,388 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-01-11 | 7,800 | $7.20 | 412,188 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |