Filing Details
- Accession Number:
- 0001601712-18-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-12 16:01:31
- Reporting Period:
- 2018-01-10
- Accepted Time:
- 2018-01-12 16:01:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614726 | P David Melito | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-01-10 | 2,000 | $40.00 | 39,259 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-01-10 | 1,392 | $30.41 | 40,651 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-01-10 | 1,392 | $40.00 | 39,259 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-01-10 | 1,392 | $40.00 | 1,392 | $30.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,176 | 2025-04-01 | No | 4 | S | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2017.
- The reporting person was awarded 6,960 employee stock options on April 1, 2015, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.