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Filing Details

Accession Number:: 0001209191-18-003270
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-11 17:17:01
Reporting Period:: 2018-01-09

Accepted Time:: 2018-01-11 17:17:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1374684	Mulesoft Inc	MULE	Services-Prepackaged Software (7372)	205158650

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700290	Gary Little	3200 Alpine Road Portola Valley CA 94028		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-01-09	2,107,038	$0.00	2,107,038	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2018-01-09	2,107,038	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-01-09	32,745	$0.00	64,866	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-01-10	16,372	$24.21	48,494	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-01-09	3,636	$0.00	5,434	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-01-10	1,818	$24.21	3,616	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-01-09	3,636	$0.00	5,434	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-01-10	1,818	$24.21	3,616	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2018-01-09	3,636	$0.00	5,434	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2018-01-10	1,818	$24.21	3,616	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2018-01-09	2,107,038	$0.00	2,107,038	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,107,038			No	4	C	Indirect

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
The shares are held of record by Morgenthaler Partners VIII, L.P. ("Morgenthaler Partners"). Morgenthaler Management Partners VIII, LLC ("Morgenthaler Management") is the sole general partner of Morgenthaler Partners. As a member of Morgenthaler Management, the Reporting Person shares voting and dispositive power with respect to the shares held of record by Morgenthaler Partners. Morgenthaler Management and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein.
Represents a pro rata, in-kind distribution by Morgenthaler Partners without additional consideration, to its partners. Morgenthaler Partners distributed an aggregate of 1,644,667 shares to its limited partners on a pro rata basis and 462,371 shares to its general partner, Morgenthaler Management. Morgenthaler Management subsequently distributed 462,371 shares on a pro rata basis for no additional consideration to its members and assignees.
Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Morgenthaler Partners to Morgenthaler Management and the subsequent pro rata in-kind distribution to its members and assignees, including the trusts associated with the Reporting Person and his family members.
Shares are held by The Little 1995 Family Trust, for which the Reporting Person is trustee.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 15, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.85 to $24.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Shares are held by The Allison F. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
Shares are held by The Christine C. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.
Shares are held by The Scott M. Little Exempt Trust whose trustee is an immediate family member of the Reporting Person but does not share a household with the Reporting Person and in which the Reporting Person may be deemed to have indirect pecuniary interest.