Filing Details
- Accession Number:
- 0001104659-18-001751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-11 08:30:37
- Reporting Period:
- 2018-01-09
- Accepted Time:
- 2018-01-11 08:30:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379895 | Dynegy Inc. | DYN | Electric Services (4911) | 205653152 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594546 | Energy Capital Partners Iii, Lp | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1594547 | Energy Capital Partners Iii-A, Lp | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1594549 | Energy Capital Partners Iii-C, Lp | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1621292 | Energy Capital Partners Iii, Llc | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1697491 | Energy Capital Partners Iii-B (Terawatt Ip), Lp | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1697506 | Energy Capital Partners Gp Iii, Lp | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1697533 | Terawatt Holdings, Lp | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1697535 | Terawatt Holdings Gp, Llc | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No | |
1707921 | Ecp Controlco, Llc | 51 John F. Kennedy Parkway Suite 200 Short Hills NJ 07078 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-01-09 | 5,250,000 | $11.79 | 14,291,152 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- Terawatt Holdings, LP is the record holder of the securities reported herein. ECP Control Co, LLC ("ECP Control Co") is the managing member of Energy Capital Partners III, LLC ("ECP GP"), which is the general partner of Energy Capital Partners GP III, LP ("ECP Fund GP"), which is the general partner of each of Energy Capital Partners III, LP, Energy Capital Partners III-A, Energy Capital Partners III-B (Terawatt IP), LP and Energy Capital Partners III-C, LP (collectively, the "ECP Funds"), which are the sole members of Terawatt Holdings GP, LLC ("Terawatt GP"), which is the general partner of Terawatt Holdings, LP.
- Douglas Kimmelman, Thomas Lane, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio are the managing members of ECP ControlCo and share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. As such, each of Terawatt GP, the ECP Funds, ECP Fund GP, ECP GP, ECP ControlCo and Messrs. Kimmelman, Lane, Singer, Labbat, Reeder and D'Argenio may be deemed to have or share beneficial ownership of the Common Stock held directly by Terawatt Holdings. Each such entity or individual disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.