Filing Details

Accession Number:
0001104659-18-001751
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-11 08:30:37
Reporting Period:
2018-01-09
Accepted Time:
2018-01-11 08:30:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1379895 Dynegy Inc. DYN Electric Services (4911) 205653152
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594546 Energy Capital Partners Iii, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1594547 Energy Capital Partners Iii-A, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1594549 Energy Capital Partners Iii-C, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1621292 Energy Capital Partners Iii, Llc 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1697491 Energy Capital Partners Iii-B (Terawatt Ip), Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1697506 Energy Capital Partners Gp Iii, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1697533 Terawatt Holdings, Lp 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1697535 Terawatt Holdings Gp, Llc 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
1707921 Ecp Controlco, Llc 51 John F. Kennedy Parkway
Suite 200
Short Hills NJ 07078
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-09 5,250,000 $11.79 14,291,152 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Terawatt Holdings, LP is the record holder of the securities reported herein. ECP Control Co, LLC ("ECP Control Co") is the managing member of Energy Capital Partners III, LLC ("ECP GP"), which is the general partner of Energy Capital Partners GP III, LP ("ECP Fund GP"), which is the general partner of each of Energy Capital Partners III, LP, Energy Capital Partners III-A, Energy Capital Partners III-B (Terawatt IP), LP and Energy Capital Partners III-C, LP (collectively, the "ECP Funds"), which are the sole members of Terawatt Holdings GP, LLC ("Terawatt GP"), which is the general partner of Terawatt Holdings, LP.
  2. Douglas Kimmelman, Thomas Lane, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio are the managing members of ECP ControlCo and share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. As such, each of Terawatt GP, the ECP Funds, ECP Fund GP, ECP GP, ECP ControlCo and Messrs. Kimmelman, Lane, Singer, Labbat, Reeder and D'Argenio may be deemed to have or share beneficial ownership of the Common Stock held directly by Terawatt Holdings. Each such entity or individual disclaims any such beneficial ownership except to the extent of their pecuniary interest therein.