Filing Details
- Accession Number:
- 0001562180-18-000282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-10 16:03:23
- Reporting Period:
- 2018-01-08
- Accepted Time:
- 2018-01-10 16:03:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 35214 | Ferro Corp | FOE | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 340217820 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445050 | Hugo Mark Duesenberg | 6060 Parkland Boulevard Mayfield Heights OH 44124 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-08 | 8,000 | $21.28 | 137,545 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-08 | 8,000 | $24.50 | 129,545 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-09 | 9,000 | $21.28 | 138,545 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-09 | 9,000 | $25.00 | 129,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-08 | 8,000 | $0.00 | 8,000 | $21.28 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-09 | 9,000 | $0.00 | 9,000 | $21.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2009-09-17 | 2018-09-17 | No | 4 | M | Direct |
| 0 | 2009-09-17 | 2018-09-17 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Share Unit | $0.00 | 2017-12-31 | 21,700 | 21,700 | Direct | |
| Common Stock | Performance Share Unit | $0.00 | 2018-12-31 | 27,700 | 27,700 | Direct | |
| Common Stock | Performance Share Unit | $0.00 | 2019-12-31 | 18,100 | 18,100 | Direct | |
| Common Stock | Phantom Shares | $0.00 | 30,632 | 30,632 | Direct | ||
| Common Stock | Restricted Share Unit | $0.00 | 2016-02-23 | 2016-02-23 | 27,300 | 27,300 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2017-02-20 | 2017-02-20 | 8,100 | 8,100 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2018-02-18 | 2018-02-18 | 8,700 | 8,700 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2019-02-17 | 2019-02-17 | 11,100 | 11,100 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2020-02-15 | 2020-02-15 | 7,200 | 7,200 | Direct |
| Common Stock | Restricted Share Unit | $0.00 | 2019-02-17 | 2026-02-17 | 11,100 | 11,100 | Direct |
| Common Stock | Stock Options (Right to Buy) | $15.16 | 2012-02-24 | 2021-02-24 | 32,300 | 32,300 | Direct |
| Common Stock | Stock Options (Right to Buy) | $14.27 | 2018-02-15 | 2027-02-15 | 21,600 | 21,600 | Direct |
| Common Stock | Stock Options (Right to Buy) | $13.09 | 2015-02-20 | 2024-02-20 | 16,700 | 16,700 | Direct |
| Common Stock | Stock Options (Right to Buy) | $12.33 | 2016-02-18 | 2025-02-18 | 18,800 | 18,800 | Direct |
| Common Stock | Stock Options (Right to Buy) | $9.60 | 2017-02-17 | 2026-02-17 | 32,500 | 32,500 | Direct |
| Common Stock | Stock Options (Right to Buy) | $8.25 | 2011-02-25 | 2020-02-25 | 35,000 | 35,000 | Direct |
| Common Stock | Stock Options (Right to Buy) | $6.84 | 2013-02-23 | 2022-02-23 | 36,100 | 36,100 | Direct |
| Common Stock | Stock Options (Right to Buy) | $5.29 | 2014-02-21 | 2023-02-21 | 57,300 | 57,300 | Direct |
| Common Stock | Stock Options (Right to Buy) | $1.37 | 2010-02-25 | 2019-02-25 | 35,000 | 35,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-31 | 21,700 | 21,700 | Direct |
| 2018-12-31 | 27,700 | 27,700 | Direct |
| 2019-12-31 | 18,100 | 18,100 | Direct |
| 30,632 | 30,632 | Direct | |
| 2016-02-23 | 27,300 | 27,300 | Direct |
| 2017-02-20 | 8,100 | 8,100 | Direct |
| 2018-02-18 | 8,700 | 8,700 | Direct |
| 2019-02-17 | 11,100 | 11,100 | Direct |
| 2020-02-15 | 7,200 | 7,200 | Direct |
| 2026-02-17 | 11,100 | 11,100 | Direct |
| 2021-02-24 | 32,300 | 32,300 | Direct |
| 2027-02-15 | 21,600 | 21,600 | Direct |
| 2024-02-20 | 16,700 | 16,700 | Direct |
| 2025-02-18 | 18,800 | 18,800 | Direct |
| 2026-02-17 | 32,500 | 32,500 | Direct |
| 2020-02-25 | 35,000 | 35,000 | Direct |
| 2022-02-23 | 36,100 | 36,100 | Direct |
| 2023-02-21 | 57,300 | 57,300 | Direct |
| 2019-02-25 | 35,000 | 35,000 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by Mr. Duesenberg.
- Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
- Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
- The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.
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