Filing Details
- Accession Number:
- 0001398344-18-000436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-10 15:19:23
- Reporting Period:
- 2018-01-09
- Accepted Time:
- 2018-01-10 15:19:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644771 | Rivernorth Marketplace Lending Corp | RMPL | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646929 | W. Patrick Galley | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2018-01-09 | 10,000 | $25.30 | 72,400 | No | 4 | P | Direct | |
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2018-01-09 | 5,000 | $25.27 | 77,400 | No | 4 | P | Direct | |
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2018-01-09 | 5,000 | $25.26 | 82,400 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
