Filing Details
- Accession Number:
- 0001415889-18-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-09 06:05:45
- Reporting Period:
- 2018-01-04
- Accepted Time:
- 2018-01-09 06:05:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645494 | Arris International Plc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 981241619 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662683 | Charles Philip Baldock | 3871 Lakefield Drive Suwanee GA 30024 | Svp, Chief Information Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-01-04 | 9,859 | $0.00 | 13,529 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-01-04 | 4,930 | $26.11 | 8,599 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares (S) 160707 | Disposition | 2018-01-04 | 7,687 | $0.00 | 11,890 | $0.00 |
Ordinary Shares | Restricted Shares (R) 160707 | Disposition | 2018-01-04 | 2,172 | $0.00 | 3,260 | $0.00 |
Ordinary Shares | Restricted Shares (S) 160707 | Disposition | 2018-01-04 | 4,203 | $25.99 | 4,203 | $0.00 |
Ordinary Shares | Restricted Shares (R) 160707 | Disposition | 2018-01-04 | 1,088 | $25.99 | 1,088 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,203 | 2018-01-04 | No | 4 | M | Direct | |
1,088 | 2018-01-04 | No | 4 | M | Direct | |
0 | 2018-01-04 | No | 4 | F | Direct | |
0 | 2018-01-04 | No | 4 | F | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares (T) 160707 | $0.00 | 2020-07-07 | 12,008 | 12,008 | Direct | |
Ordinary Shares | Restricted Shares (P) 160707 | $0.00 | 2019-01-31 | 32,020 | 32,020 | Direct | |
Ordinary Shares | Restricted Shares (T) 170329 | $0.00 | 2012-03-29 | 14,980 | 14,980 | Direct | |
Ordinary Shares | Restricted Shares (P) 170329 | $0.00 | 2020-01-31 | 29,960 | 29,960 | Direct | |
Ordinary Shares | Restricted Shares (T) 170329 | $0.00 | 2012-03-29 | 14,980 | 14,980 | Direct | |
Ordinary Shares | Restricted Shares (P) 170329 | $0.00 | 2020-01-31 | 29,960 | 29,960 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,008 | 12,008 | Direct | |
32,020 | 32,020 | Direct | |
14,980 | 14,980 | Direct | |
29,960 | 29,960 | Direct | |
14,980 | 14,980 | Direct | |
29,960 | 29,960 | Direct |
Footnotes
- Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.
- Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
- This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units.
- Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.