Home > Insider Trading > Filing (0001209191-18-002821)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1608249	Zayo Group Holdings Inc.	ZAYO	Telephone Communications (No Radiotelephone) (4813)	261398293

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1622435	Daniel Caruso	1805 29Th Street Suite 2050 Boulder CO 80301	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-01-02	17,723	$36.39	4,383,535	No	4	S	Direct
Common Stock	Disposition	2018-01-03	9,140	$36.14	4,374,395	No	4	S	Direct
Common Stock	Disposition	2018-01-08	87,741	$36.05	4,286,654	No	4	S	Direct
Common Stock	Disposition	2018-01-08	189,656	$36.05	176,909	No	4	S	Indirect	By Bear Equity, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Bear Equity, LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2018-01-05	46,863	$0.00	46,863	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
46,863			No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,130,957	Indirect	By Bear Investments, LLLP
Common Stock	4,500,000	Indirect	DPC Papa Bear Enterprises, LLC

Footnotes

The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
The shares were sold in one transaction at the price reported.
The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.89 to $36.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein.
Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance.
The restricted stock units vest in full on March 31, 2019.