Filing Details

Accession Number:
0001214659-18-000275
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-08 17:44:15
Reporting Period:
2018-01-05
Accepted Time:
2018-01-08 17:44:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628825 Jeffrey Rittichier 2015 W. Chestnut Street
Alhambra CA 91803
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-05 97,590 $0.00 366,007 No 4 M Direct
Common Stock Disposition 2018-01-05 49,422 $7.05 316,585 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Emcore Common Stock Restricted Stock Units (RSUs) Disposition 2018-01-05 97,590 $0.00 97,590 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
116,876 No 4 M Direct
Footnotes
  1. The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
  2. Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
  3. Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
  4. RSUs that become vested and nonforfeitable are paid in shares of Common Stock as soon as practicable following the vesting date.