Filing Details
- Accession Number:
- 0000950103-18-000202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-05 17:39:31
- Reporting Period:
- 2018-01-03
- Accepted Time:
- 2018-01-05 17:39:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | Semiconductors & Related Devices (3674) | 981013909 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1707037 | Kiwan Kim | C/O Smart Modular Technologies, Inc. 39870 Eureka Drive Newark CA 94560 | Svp Of Em & Pres. Brazil | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-01-03 | 15,047 | $11.55 | 133,000 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-01-03 | 15,047 | $35.67 | 117,953 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2018-01-04 | 14,698 | $11.55 | 132,651 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-01-04 | 14,698 | $35.27 | 117,953 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2018-01-05 | 8,557 | $35.05 | 109,396 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2018-01-05 | 14,533 | $36.25 | 94,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2018-01-03 | 15,047 | $0.00 | 15,047 | $11.55 |
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2018-01-04 | 14,698 | $0.00 | 14,698 | $11.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,612 | 2026-05-23 | No | 4 | M | Direct | |
9,914 | 2026-05-23 | No | 4 | M | Direct |
Footnotes
- Includes restricted stock units.
- Shares sold pursuant to a previously established Rule 10b5-1 Plan.
- This is a weighted average sale price. Shares reported in each line item were sold in multiple transactions at prices in the following ranges, respectively: from $35.20 to $36.23; from $34.82 to $35.59; from $34.59 to $35.57; and from $35.67 to $36.58. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the foregoing ranges.
- The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018. This option aggregates the reporting of three line items on the reporting person's original Form 3 with the same grant date and exercise price, and there are no other outstanding options held by the reporting person.