Filing Details

Accession Number:
0001140361-18-001099
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-05 17:07:33
Reporting Period:
2018-01-03
Accepted Time:
2018-01-05 17:07:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409888 L.p. General Standard 767 Fifth Avenue, 12Th Floor
New York NY 10153
No No Yes No
1418202 Soohyung Kim 767 Fifth Avenue, 12Th Floor
New York NY 10153
See Footnote 3 Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-03 150,000 $20.80 350,000 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value ("Common Stock") 9,842,373 Indirect See Footnotes
Common Stock 105,319 Direct
Footnotes
  1. The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.
  2. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  3. This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.
  4. Shares owned directly by Standard Diversified Opportunities Inc. ("SDOI"). As a result of their beneficial ownership of securities of SDOI, the Reporting Persons may be deemed to beneficially own shares of Common Stock of Turning Point held by SDOI.
  5. Shares held directly by Standard General.
  6. 100,000 of these shares were acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share.