Filing Details
- Accession Number:
- 0001104659-18-001001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-05 16:56:08
- Reporting Period:
- 2018-01-04
- Accepted Time:
- 2018-01-05 16:56:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270436 | Cohen & Co Inc. | COHN | Security Brokers, Dealers & Flotation Companies (6211) | 161685692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487074 | Stephanie Ricciardi | 51 Shellbark Lane Briarcliff Manor NY 10510 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2018-01-04 | 20,000 | $15.00 | 75,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 | 1,240 | Indirect | By Spouse |
Footnotes
- The reporting person and her spouse hold 75,000 shares jointly. The reporting person's spouse holds 1,240 shares individually.
Billionaire Hedge Funds
