Filing Details

Accession Number:
0001104659-18-001001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-05 16:56:08
Reporting Period:
2018-01-04
Accepted Time:
2018-01-05 16:56:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1270436 Cohen & Co Inc. COHN Security Brokers, Dealers & Flotation Companies (6211) 161685692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487074 Stephanie Ricciardi 51 Shellbark Lane
Briarcliff Manor NY 10510
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2018-01-04 20,000 $15.00 75,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 1,240 Indirect By Spouse
Footnotes
  1. The reporting person and her spouse hold 75,000 shares jointly. The reporting person's spouse holds 1,240 shares individually.