Filing Details

Accession Number:
0001209191-18-002472
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-05 16:40:13
Reporting Period:
2018-01-04
Accepted Time:
2018-01-05 16:40:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590560 Uniqure N.v. QURE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536290 C Matthew Kapusta C/O Uniqure N.v.
Paasheuvelweg 25A
Amsterdam P7 1105BP
Ceo, Cfo, Managing Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2018-01-04 21,690 $19.87 447,559 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. As required by the relevant Restricted Share Unit Agreement, the reporting person sold the ordinary shares and remitted the proceeds therefrom to the issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.73 to $20.15, inclusive. The reporting person undertakes to provide uniQure N.V., any security holder of uniQure N.V. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price ranges set forth in this footnote.
  3. Consists of (i) 209,625 performance share units that vest in full on January 27, 2020 (ii) 39,870 ordinary shares, (iii) 23,064 performance shareunits previously disclosed by the reporting person on Table II that vest in full on January 27, 2019 and (iv) 175,000 restricted share units previously disclosed by the reporting person on Table II, that vest 50% on March 14, 2019 and 50% on March 15, 2019.