Filing Details
- Accession Number:
- 0001012975-18-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-05 13:24:55
- Reporting Period:
- 2018-01-03
- Accepted Time:
- 2018-01-05 13:24:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 813623 | Swiss Helvetia Fund Inc. | SWZ | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341021 | Andrew Dakos | 250 Pehle Avenue, Suite 708 Saddle Brook NJ 07663 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-03 | 3,950 | $12.79 | 1,281,824 | No | 4 | P | Indirect | By Clients |
| Common Stock | Acquisiton | 2018-01-04 | 5,533 | $12.87 | 1,287,357 | No | 4 | P | Indirect | By Clients |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Clients |
| No | 4 | P | Indirect | By Clients |
Footnotes
- Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of these shares of SWZ deemed to be beneficially owned by Mr. Dakos as a result of his pecuniary interest therein. Mr. Dakos is a controlling member of Bulldog Investors, a principal of the general partner of certain of these private investment fund clients, and a limited partner in certain of these private fund clients. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
Billionaire Hedge Funds
