Filing Details
- Accession Number:
- 0000014693-18-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 21:52:57
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-04 21:52:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1719143 | V. John Hayes | 850 Dixie Highway Louisville KY 40210 | Svp, Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2018-01-02 | 3,500 | $17.76 | 11,109 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2018-01-02 | 1,921 | $68.67 | 9,188 | No | 4 | F | Direct | |
| Class B Common | Disposition | 2018-01-02 | 1,579 | $67.71 | 7,609 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Stock Appreciation Right | Disposition | 2018-01-02 | 3,500 | $0.00 | 3,500 | $17.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,426 | 2011-05-01 | 2018-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common | 10,572 | Indirect | Hayes Investments LLC |
| Class B Common | 5,894 | Indirect | By 401k |
| Class B Common | 4 | Indirect | ESPP |
Footnotes
- The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation.
- Number of shares acquired through the issuer's 401(k) plan as of January 2, 2018.
- Number of shares acquired through the issuer's employee stock purchase program as of January 2, 2018.
Billionaire Hedge Funds
