Filing Details
- Accession Number:
- 0001140361-18-000945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 20:51:29
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-04 20:51:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219132 | S Peter Kirlin | 15 Secor Road Brookfield CT 06804 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-27 | 3,797 | $7.57 | 147,495 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2018-01-02 | 60,000 | $0.00 | 207,495 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-01-03 | 2,500 | $8.60 | 204,995 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2018-01-02 | 15,000 | $8.60 | 15,000 | $8.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2028-01-02 | No | 4 | A | Direct |
Footnotes
- Represents 3,797 shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan.
- The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents.
- 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.
- Net proceeds of sale to offset a tax liability from restricted stock vesting
- 25% of the stock options granted will vest on each anniversary date of the grant over 4 years.